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Job Snapshot

Employee Type - ContractorExperience - Not SpecifiedIndustries - Finance


Audit Manager

On behalf of our client in the Banking Sector, PROCOM is looking for an Audit Manager.

Audit Manager – Job Description

  • The Wealth Management Audit group is responsible for performing audits for Asset Management, Mutual Funds, Private Wealth Management, Direct Investing, Financial Planning and the back-office operations that support these areas.
  • Manage and conduct audits leading a team of auditors under the guidance of the Senior Audit Manager in accordance with the established policies and standards and within the prescribed time and budget;
  • Oversee the completion of the overall audit process, including identification of risks and controls, scoping, development and application of appropriate audit programs, on-going client communications, reporting, and post-audit procedures;
  • Lead the risk assessment process and provide expertise on regulatory issues to identify key risks;
  • Review and recommend controls and safeguards that contribute to the development of policies and/or procedures for the clients;
  • Protect the interests of the bank by maintaining awareness of emerging issues, regulatory requirements and assess potential impacts at a business level;
  • Conduct research as required to identify benchmarks and/or industry best practice for the management of risk across the business;
  • Review the deliverables produced by the Auditor, providing an appropriate level of challenge and coaching to support the production of high-quality outputs;
  • Indirectly manage a team of professional resources, actively develop, train, coach and provide feedback for performance assessments for team members;
  • Lead and execute audits of complex projects being undertaken by the Wealth Management business;
  • Build and maintain positive working relationships by effectively communicating and regularly sharing information, issues, points of interest with the team, internal and external business partners; and
  • Support management and other team members in the achievement of individual, divisional and team goals.

Audit Manager – Mandatory Skills

  • 7+ years of Operational Auditing exp. (does not need a Financial Auditor, and does not need SOX)
  • Audit experience in Canadian Wealth Mgt. industry (i.e. fund mgr., money manager, wealth front space)
  • Strong compliance or internal/external audit background
  • CA designation
  • Demonstrated time management and organizational skills to meet tight deadlines as well as flexibility to adapt to changing priorities;
  • Multi-tasking skills as the job requires managing of several tasks concurrently;
  • Excellent analytical skills in assessing risk issues and challenging status quo;
  • Strong communication skills (written and verbal);
  • Confident presentation and facilitation skills and strong interpersonal and leadership skills to facilitate working with auditees and senior management at all levels;

Audit Manager – Nice to Have Skills

  • Experience in project management
  • Knowledge of data analytics

Audit Manager - Assignment Start Date

ASAP – 6 months to start

Audit Manager - Assignment Location

Downtown Toronto

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