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Director, Audit Compliance at Robert Half Canada

Director, Audit Compliance

Robert Half Canada Toronto, Ontario Full-Time
$140,000.00 - $150,000.00 / year
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Ref ID: 05090-0011561567

Classification: SEC Compliance Manager/Director

Compensation: $140000.00 to $150000.00 yearly

Our client in the downtown core is looking to add two Director, Audit Compliance superstars to their teams.



* A Director Audit-Global Banking & Markets-Compliance
* A Director, Audit Compliance

Both roles are with a Schedule 1 Bank and both have high visibility to the C-Suite and Executives. We are looking for candidates for the Global Banking and Compliance Audit groups, who have experience in Capital Markets, RCM OSFI E-13, Derivative Trade Reporting including Dodd Frank, Volcker and Trade Surveillance requirements.



It is crucial that the incumbent understand how regulations apply in different countries and have experience dealing with global regulators. These are key roles at the Bank, as the objective is to provide objective risk assessment and evaluation of the Regulatory Compliance Program across the first and second lines of defense. AND also for the design of the annual audit strategy/plan covering Regulatory Compliance in Global Banking. Both roles are highly strategic and technical. There is also a "build" component to these roles. CPA, CFA or CIM preferred. Ideally the individual should have 12+ years of experience in Regulatory Compliance and Internal Audit.
We are looking for very specialized skills sets for this role:

* CPA, CFA or CIM
* 12+ years of experience in Regulatory Compliance and Internal Audit.
* Regulatory Compliance Management (RCM).
* RCM OSFI E-13, Derivative Trade Reporting including Dodd–Frank Wall Street Reform and Consumer Protection Act, Volcker and Trade Surveillance requirements.
* Capital Markets


IF you match all of these qualifications, then email your resume to [ Email address blocked ] and quote Job Order #05090-0011561567 “Director, Audit Compliance”. If you are already registered with Robert Half, please contact your assigned Recruiting Manager. We thank all applicants in advance, however only those under consideration will be contacted. No phone calls please.



Robert Half Finance & Accounting, the world's leader in specialized financial staffing, provides exciting full-time opportunities in the areas of accounting, bookkeeping, finance, audit, taxation and more. We pioneered the professional staffing industry, and we've been successfully matching professionals with employers since 1948. Our proven proprietary processes, along with our relationships in 325 locations worldwide, allow us to provide you unparalleled access to exciting career opportunities. But don't take our word for it. Our company has appeared on Fortune® magazine’s list of “World's Most Admired Companies” since 1998, and 9 out of 10 of our customers would recommend our service to a colleague.

Apply for this job now or contact our nearest office at

888.490.5461
for additional information.

All applicants applying for U.S. job openings must be authorized to work in the United States. All applicants applying for Canadian job openings must be authorized to work in Canada.

© 2020 Robert Half Finance & Accounting. Numéro de permis du Québec AP-2000503.

By clicking 'Apply Now' you are agreeing to Robert Half [ Link removed ] .

Recommended skills

Auditing
Internal Auditing
Banking
Scheduling
Derivative
Capital Markets
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