Senior Analyst- Compliance
Job Description

Senior Analyst - Compliance On behalf of our client in the Financial Insurance Services Sector, PROCOM is looking for a Senior Compliance Analyst.

Senior Analyst - Compliance – Job Description

  • Reporting to the Director, Compliance, the Senior Analyst will assist with the management of the global investment compliance, fund monitoring, compliance testing program, support of the global AML program and enhance the overall investment compliance program at SLC Management.
  • The Senior Analyst will work closely with the Director to provide oversight of fund monitoring, reporting, policies and procedure reviews, as well as improve the operating controls and the quality and efficiency of the SLC Management Investments Compliance Department
  • Oversight of portfolio monitoring through Aladdin system, testing and reporting
  • Interact with investment teams, regional compliance teams and other departments on day-to-day compliance issues
  • Support of the Investment Compliance Testing and Assurance Program
  • Support the Anti-Money Laundering program across the global SLC Management group of companies
  • Work with others in Investment Compliance on projects to develop the global compliance program across different regulatory jurisdictions
  • Support the review and editing of changes to policies, processes, procedures and technology to ensure alignment with business needs and in accordance with regulatory developments.
  • Provide functional support to the Director. This includes, but is not limited to:
  • Assisting the Director to resolve escalated compliance issues in a timely manner
  • Assisting the Director with various reporting and certification processes
  • Identifying areas of improvement and areas for potential service provision

Senior Analyst - Compliance – Mandatory Skills

  • A self-starter with the ability to work independently and in a group setting
  • The individual must have strong analytical skills and a high degree of attention to detail, be skilled at creating process, and operate independently, setting and meeting priorities and deliverables and balancing multiple projects.
  • Excellent verbal, written and interpersonal communication skills, sound judgment, and time management.
  • Strong quantitative, analytical and problem-solving skills
  • Ability to interact well with all levels of employees
  • Exercise judgment in identifying and escalating issues, challenging courses of action, assessing risks and modifying plans as business conditions change.
  • Strong Microsoft Office skills, with a focus on Excel
  • 3 to 5 or more years compliance experience within the investment management industry
  • Bachelor‘s degree in a relevant field of study required
  • Completion of CSC, CAMS or other related exams
  • Proficient in Microsoft Office, with a focus on Excel
  • Excellent written and verbal communication skills
  • Experience with systems such as Bloomberg, BlackRock Aladdin

Senior Analyst - Compliance – Nice to Have Skills

  • Experience with Bloomberg compliance monitoring
  • CFA and/or CIM designations preferred
  • Institutional asset management experience
  • Experience using automated portfolio compliance monitoring tools, including rule construction, monitoring processes an asset
  • Working knowledge of portfolio management techniques

Senior Analyst - Compliance - Assignment Start Date

ASAP – 12 months to start.

Senior Analyst - Compliance - Assignment Location

Downtown Toronto.

Job Requirements


Company Overview

For 35 years, Procom has been pushing the envelope in North American IT staffing solutions. Driven by a senior management team of seasoned recruitment professionals, we have offices in 14 locations in the US and Canada and service all major IT markets.

When we started out in 1978, tech jobs were just being integrated into the workplace. We have been a part of shaping the landscape of IT in Canada ever since, placing IT consultants in major businesses in all sectors, including banking, telecommunications, and retail.

Through all the peaks and valleys of the IT industry, we have consistently done one thing: helping IT professionals discover the next chapter in their career.

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